TITLE COMPANIES
REQUIRED FILINGS IN
NOTICE:
THE FOLLOWING REPRESENTS, IN GENERAL, THE ANNUAL RENEWAL
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(1) Check-List |
(2) Line # |
(3) REQUIRED FILING FOR THE ABOVE STATE |
(4) NUMBER OF COPIES |
(5) DUE DATE |
(6) |
(7) APPLICABLE NOTES |
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Domestic |
Foreign |
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State |
NAIC |
State |
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I. NAIC FINANCIAL STATEMENTS |
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1 |
1 |
EO |
1 |
3/1 |
NAIC |
A,B,E,F,G,H,I,J,K,M |
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1.1 |
Printed Investment Schedule detail (Pages E01 – E25) |
1 |
EO |
See Note O |
3/1 |
NAIC |
A,B,E,F,J,K,M,O |
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2 |
Quarterly Financial Statement (8 ½” x 14”) |
1 |
EO |
1 |
5/15, 8/15, 11/15 |
NAIC |
A,B,E,F,G,H,I,J,K,O |
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II. NAIC SUPPLEMENTS |
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11 |
Investment Risks Interrogatories |
1 |
EO |
1 |
4/1 |
NAIC |
A,B,E,F,J,K,M |
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12 |
1 |
EO |
1 |
4/1 |
Company |
A,B,E,F,J,K,O |
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13 |
Schedule SIS |
1 |
N/A |
N/A |
3/1 |
NAIC |
A,B,E,F,J,K,M |
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14 |
1 |
EO |
1 |
3/1 |
Company |
A,B,E,F,G,I,J,K,O |
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15 |
Supplemental Compensation Exhibit |
1 |
N/A |
N/A |
3/1 |
NAIC |
A,B,E,F,J,K |
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16 |
Supplemental Schedule of Business Written By Agency |
1 |
EO |
N/A |
4/1 |
NAIC |
A,B,E,F,J,K |
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40 |
Annual Statement Electronic Filing |
N/A |
1 |
N/A |
3/1 |
NAIC |
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41 |
March .PDF Filing |
N/A |
1 |
N/A |
3/1 |
NAIC |
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42 |
Supplemental Electronic Filing |
N/A |
1 |
N/A |
4/1 |
NAIC |
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43 |
Supplemental .PDF Filing |
N/A |
1 |
N/A |
4/1 |
NAIC |
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44 |
Quarterly Electronic Filing |
N/A |
1 |
N/A |
5/15, 8/15, 11/15 |
NAIC |
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45 |
Quarterly .PDF Filing |
N/A |
1 |
N/A |
5/15, 8/15, 11/15 |
NAIC |
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46 |
June .PDF Filing |
N/A |
1 |
N/A |
6/1 |
NAIC |
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IV. AUDITED FINANCIAL STATEMENTS |
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51 |
1 |
N/A |
1 |
6/1 or 6/30 |
Company |
A,B,E,F,J,O |
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52 |
1 |
EO |
1 |
6/1 or 6/30 |
Company |
A,B,E,F,J,K,O |
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53 |
1 |
N/A |
1 |
3/1 |
Company |
A,B,E,F,J,O |
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54 |
Independent CPA Designation |
1 |
N/A |
1 |
Within 5 business days of change |
Company |
A,B,E,F,J,O |
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55 |
Notification of Adverse Financial Condition |
1 |
N/A |
1 |
Within 5 business days of receipt |
Company |
A,B,E,F,O |
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56 |
1 |
N/A |
1 |
Within 60 days after the filing of audited financial statements |
Company |
A,B,E,F,O |
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57 |
Request for Exemption to File |
1 |
N/A |
1 |
3/1 |
Company |
A,B,E,J,O |
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V. STATE REQUIRED FILINGS |
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101 |
Filings Checklist (with Column 1 completed) |
N/A |
N/A |
N/A |
3/1 |
State |
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XXXX |
102 |
State Filing Fees |
N/A |
N/A |
N/A |
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